How to Finance — a beginner's guide to the industry.
No industry knowledge? No Problem. Welcome to our most foundational course yet.
From the leaders in securities exam prep comes a course designed to crack our industry open.
We believe anyone with an interest in the financial sector can build a successful career if armed with the right educational tools.
We aim to expand access to the industry and diversify the pipeline of talent.
Build Financial Fluency
Prep for SIE Exam
Increase SIE
Exam Pass Rates
Advance Careers in
Finance and Beyond
This course is designed to bridge the gap between where you are now and where you need to be.
It mirrors the units covered on the SIE exam, but every lesson is full of real-world, relatable examples to make sense of intimidating topics like mutual funds, public stock offerings, and the SEC.
LESSON 1 Stocks
LESSON 2 Bonds
LESSON 3 Types of Bonds
LESSON 4 Investment Companies
LESSON 5 Other Packaged Products
LESSON 6 Options
LESSON 7 Suitability
LESSON 8 Issuing Securities
LESSON 9 Secondary Market
LESSON 10 Economics and Monetary Policy
LESSON 11 Customer Accounts
LESSON 12 Retirement Plans
LESSON 13 FINRA Registration
LESSON 14 Business Conduct Rules
The only prerequisite is curiosity.
When we say no finance knowledge needed, we mean it.
Whether you’re new to all of this, looking for a refresh, or interested in getting your team to the next level, we’re with you every step of the way.